SWZ insider trading — Total Return Securities Fund
Over the last 90 days, insiders at Total Return Securities Fund (SWZ) made 12 open-market purchases worth $222K and 0 open-market sales worth $0, making them net buyers by $222K. The largest purchase was by Dakos Andrew (President and CEO), who bought 10,000 shares for $58K on Sep 25, 2026. 4 different insiders bought shares in this period — a cluster buy, which many investors watch closely.
Updated Oct 16, 2026.
Recent SWZ insider transactions
Every Form 4 filed by Total Return Securities Fund officers, directors and 10% owners in the last 90 days, newest first. P = open-market purchase, S = open-market sale; other codes are awards, option exercises, tax withholding or gifts.
| Trade date | Insider | Role | Type | Ownership | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|---|
| Oct 8, 2026 | Goldstein Phillip | Secretary | P · Purchase | Direct | 5,000 | $5.73 | $29K | Form 4 |
| Oct 1, 2026 | Goldstein Phillip | Secretary | L · L | Direct | 15 | $5.71 | $86 | Form 4 |
| Sep 28, 2026 | Sell Moritz A | Director | P · Purchase | Direct | 2,000 | $5.76 | $12K | Form 4 |
| Sep 28, 2026 | Dakos Andrew | President and CEO | P · Purchase | Direct | 10,000 | $5.77 | $58K | Form 4 |
| Sep 25, 2026 | Dakos Andrew | President and CEO | P · Purchase | Direct | 10,000 | $5.81 | $58K | Form 4 |
| Aug 31, 2026 | Sell Moritz A | Director | P · Purchase | Direct | 3,000 | $5.98 | $18K | Form 4 |
| Aug 24, 2026 | Das Rajeev P | Secretary | P · Purchase | Direct | 1,366 | $5.93 | $8K | Form 4 |
| Aug 21, 2026 | Das Rajeev P | Secretary | P · Purchase | Direct | 1,700 | $5.93 | $10K | Form 4 |
| Aug 10, 2026 | Sell Moritz A | Director | P · Purchase | Direct | 1,000 | $5.91 | $6K | Form 4 |
| Jul 23, 2026 | Sell Moritz A | Director | P · Purchase | Direct | 2,000 | $5.86 | $12K | Form 4 |
| Jul 22, 2026 | Sell Moritz A | Director | P · Purchase | Direct | 517 | $5.90 | $3K | Form 4 |
| Jul 21, 2026 | Sell Moritz A | Director | P · Purchase | Direct | 483 | $5.90 | $3K | Form 4 |
| Jul 20, 2026 | Sell Moritz A | Director | P · Purchase | Direct | 1,000 | $5.93 | $6K | Form 4 |
SWZ insider trading FAQ
Are insiders buying SWZ stock?
Yes. In the last 90 days, Total Return Securities Fund insiders made 12 open-market purchases totaling $222K, and no open-market sales. Purchases with the insider's own money are generally seen as a stronger signal than sales, which happen for many reasons (taxes, diversification, planned 10b5-1 sales).
Who are the insiders trading SWZ?
Recent buyers: Dakos Andrew, Das Rajeev P, Goldstein Phillip, Sell Moritz A.
Where does SWZ insider trading data come from?
Every transaction comes from SEC Form 4 filings on EDGAR. Company officers, directors and 10% owners must file a Form 4 within two business days of buying or selling. InsiderBolt reads these filings directly from the SEC.
More stocks with insider activity
Insider trading data is for informational purposes only and is not investment advice. Filings can be amended; always confirm details on SEC EDGAR.